Clay Basser-Wall

Vice President of Risk and Compliance

817-915-7695

About

Clay Basser-Wall is the Vice President of Risk and Compliance at F-Prime Capital.  Clay has more than 20 years of legal and compliance experience.  He joined Fidelity Investments in 2015 and recently served as the Vice President of Inside Information Compliance and Employee Trade Monitoring in Fidelity’s Ethics Office.

Prior to joining Fidelity, Clay was an Enforcement Attorney for the U.S. Securities and Exchange Commission, where he investigated potential violations of the federal securities laws.  Before that, Clay was an Associate of the law firms of Wilson Sonsini Goodrich & Rosati, P.C., and Brobeck Phleger & Harrison, LLP, where he represented corporations and their directors and officers in securities lawsuits and SEC investigations.

Clay holds a law degree from Vanderbilt University School of Law, where he was a founding member of the Vanderbilt Journal of Entertainment Law & Practice and an Associate Justice of the Moot Court Board.  He received his B.A., with honors and distinction, from Sonoma State University.